David SolomonAssistant Professor of Finance and Business Economics
University of Southern California
Marshall School of Business
Office: Hoffman Hall 502
Phone: (213) 740 1057
Mailing Address:
3670 Trousdale Parkway, Suite 308
Bridge Hall 308, MC-0804
Los Angeles, CA, 90089-0804
Email: dhsolomo.at.marshall.usc.edu
Research
Interests: Empirical Asset Pricing, The Role of the Media, Behavioral Finance, Prediction Markets and Mutual Funds.
CV: [PDF]
Publications: ‘A Multinomial Approximation of
American Option Prices in a Levy Process Model’,
with Ross Maller and Alex Szimayer, Mathematical Finance, Vol. 16, No.
4, pp. 613-633, October 2006
Abstract. This
paper gives a tree based method for pricing American options in models where the stock price
follows a general exponential L´evy process. A multinomial model for approximating the stock price process,
which can be viewed as
generalising the binomial model of Cox, Ross and Rubinstein (1979) for geometric Brownian motion, is developed. Under mild
conditions, it is proved that the stock price process and the prices of
American-type options on the stock, calculated from the multinomial model,
converge to the corresponding prices
under the continuous time L´evy process model. Explicit illustrations are given
for the variance gamma model and the normal inverse Gaussian process when the
option is an American put, but the procedure is applicable to a much wider
class of derivatives including some path-dependent options. Our approach
overcomes some practical difficulties that have previously been encountered
when the L´evy process has infinite activity.
[PDF]
Working ‘Selective
Publicity and Stock Prices
Papers: Updated October 2009
Abstract: I look at the effects of investor relations (IR) firms on company media coverage and stock returns. I find that IR firms ‘spin’ their clients’ news, defined as generating greater media coverage of positive press releases relative to neutral or negative press releases. This spin increases announcement returns. Around earnings announcements however, IR firms cannot spin the news, and IR firm clients’ returns are significantly lower. This is consistent with the positive media coverage increasing investor expectations, creating disappointment around hard earnings information. Using reporter connections and geographical and historical links to newspapers, I argue that these effects are causal.
[PDF]
with Sam Hartzmark
Updated
August 2009
Revise and Resubmit, The
Economic Journal
Abstract:
Examining betting contracts for NFL football games at Tradesports.com, we find evidence of mispricing consistent with the disposition effect, where investors prefer closing out positions at a profit than a loss. Prices for a given team to win are too low when the team gets ahead and too high when they get behind. Returns following news events exhibit short-term reversals and longer-term momentum. Our results show that the disposition effect has significant price impact, and this mispricing is not reduced in higher liquidity games. The existence of the disposition effect in a gambling market calls into question explanations for the effect based on loss aversion, such as prospect theory, and is most consistent with a cognitive dissonance explanation.
[PDF]
‘Changing
Horses Midstream: The Causes and Effects of Changes in Investment Strategy
Amongst Mutual Funds’
Abstract: This paper examines the performance of mutual funds surrounding changes in investment strategy, where portfolio holdings have changed sufficiently from one period to the next to indicate that the fund is investing according to different decision rules. Various types of strategy change tend to result in lower subsequent returns to funds, suggesting that such funds demonstrate negative timing ability. Extending on the Frazzini and Lamont (2006) ‘dumb money’ argument, these changes are driven in part by fund flows. The adverse timing ability of these funds also results in predictability in stock returns.
[PDF]
How
Effective are Individual Lifestyle Changes in Reducing Electricity Consumption?
Measuring the Impact of Earth Hour
Updated May 2008
Abstract: This paper examines a unique
natural experiment where Sydney residents turned off lights and electrical
appliances for one hour. While polls reported 57% of Sydney participated,
statewide electricity use declined by 2.10%, statistically indistinguishable from
zero. This indicates that discretionary household electricity use like lighting
forms only a small component of total electricity consumption, and policies
targeting such use may be of limited impact. Using poll data on participation
and previous estimates of household electricity consumption, evidence indicates
that respondents overstated their involvement by around 36%. This is consistent
with consumers feeling pressure to overstate their preferences for
environmental goods.
[PDF]
Popular Op-Ed piece in The Australian Newspaper on Earth Hour, May 9,
Writing: 2007
[html]
About Me: I
enjoy Ultimate Frisbee, Squash, playing the acoustic guitar, and swimming
at Cottesloe Beach